27. For the purposes of Annexes II and III, identified staff are the staff specified under point …

For the purposes of Annexes II and III, identified staff are the staff specified under point (a) where investment firms submit data on an individual basis, and under point (b) where investment firms submit data on a consolidated basis in accordance with Article 7 of Regulation (EU) 2019/2033, whereby the members of the management body of subsidiaries are reported under the business areas rather than under the function ‘management body’.

• a. Identified staff are the staff whose professional activities have a material impact on the investment firm ’ s risk profile or on the assets that it manages on an individual basis.

2 The EBA provides a link to the information on its website together with these Guidelines; the exchange rate can also be accessed under http://ec.europa.eu/budget/contracts_grants/info_contracts/inforeuro/inforeuro_en.cfm.

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• b. Identified staff are the aggregation of:
• i. identified staff in investment firms that are in the prudential scope of consolidation and are themselves subject to the remuneration provisions under Articles 30 and 32 of Directive (EU) 2019/2034, independent of the fact that the staff members are identified on an individual or a consolidated level, and
• ii. identified staff in other entities to which Articles 30 and 32 of Directive (EU) 2019/2034 apply only on a consolidated basis, with regard to the staff members whose professional activities have a material impact on the investment firm ’ s risk profile or on the assets that it manages on a consolidated basis.

1. Overview

1.1 References

• Article 7 Prudential consolidation
• Article 30 Remuneration policies
• Article 32 Variable remuneration

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/