+10.8 Interaction between supervisory and early intervention measures
---+410. In addition to the supervisory measures referred to in this title, for investment firms which …
---+411. Competent authorities should apply early intervention measures without prejudice to any other …

10.8 Interaction between supervisory and early intervention measures

10.8 Interaction between supervisory and early intervention measures

1. Overview

,
Summary Regulation
410. In addition to the supervisory measures referred to in this title, for investment firms which …

In addition to the supervisory measures referred to in this title, for investment firms which are subject to the requirements of Directive 2014/59/EU, competent authorities may apply early intervention measures as specified in Article 27 of that Directive, which are intended to supplement the set of supervisory measures specified in Articles 39 to 42 of Directive (EU) 2019/2034.

411. Competent authorities should apply early intervention measures without prejudice to any other …

Competent authorities should apply early intervention measures without prejudice to any other supervisory measures, and when applying early intervention measures, should choose the most appropriate measure(s) to ensure a response that is proportionate to the particular circumstances.

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
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