32. Guideline 15.1 is replaced by the following: 19 ‘15.1. Investment firms as defined in Article …

Guideline 15.1 is replaced by the following:

19 ‘15.1. Investment firms as defined in Article 4(1) (1) of Directive 2014/65/EU should consider when providing or executing investment services or activities as defined in Article 4(1)(2) of Directive (EU) 2014/65 the following risk factors and measures alongside those set out in Title I of these Guidelines. Sectoral Guideline 12 and Guideline 21 may also be relevant in this con-text.’

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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