318. To determine the credibility of the capital plan, the competent authority should consider, as …

To determine the credibility of the capital plan, the competent authority should consider, as appropriate:

• a. whether the capital plan covers the entire assumed adverse time horizon;
• b. whether the capital plan put forward a set of credible mitigating and management actions;
• c. whether the investment firm is willing and able to take such actions in order to address the breaches of the applicable capital requirements under adverse conditions;
• d. whether those mitigating and management actions are subject to any legal or reputational constraints;
• e. the probability that mitigating and management action would enable the investment firm to fully meet its applicable capital requirements within an appropriate timeframe;
• f. whether the proposed actions are broadly in line with macroeconomic considerations and with known future regulatory changes affecting an investment firm within the scope and timeline of the assumed adverse scenarios; and
• g. where applicable, the range of recovery options and their analysis as set out in the investment firm’s recovery plan.

1. Ülevaade

1.1 Viited

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

3. Seotud standardid

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