+REGULATION (EU) No 996/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 20 October 2010 on the investigation and prevention of accidents and incidents in civil aviation and repealing Directive 94/56/EC (Text with EEA relevance)
---+Article 1 Subject matter
------+Article 1 1.
------+Article 1 2.
---+Article 2 Definitions
---+Article 3 Scope
------+Article 3 1.
------+Article 3 2.
------+Article 3 3.
---+Article 4 Civil Aviation Safety Investigation Authority
------+Article 4 1.
------+Article 4 2.
------+Article 4 3.
------+Article 4 4.
------+Article 4 6.
---+Article 5 Obligation to investigate
------+Article 5 1.
------+Article 5 2.
------+Article 5 3.
------+Article 5 4.
------+Article 5 5.
------+Article 5 6.
---+Article 6 Cooperation between safety investigation authorities
------+Article 6 1.
------+Article 6 2.
---+Article 7 European Network of Civil Aviation Safety Investigation Authorities
------+Article 7 1.
------+Article 7 2.
------+Article 7 3.
------+Article 7 4.
------+Article 7 5.
------+Article 7 6.
------+Article 7 7.
---+Article 8 Participation of EASA and national civil aviation authorities in safety investigations
------+Article 8 1.
------+Article 8 2.
------+Article 8 3.
---+Article 9 Obligation to notify accidents and serious incidents
------+Article 9 1.
------+Article 9 2.
---+Article 10 Participation of the Member States in safety investigations
------+Article 10 1.
------+Article 10 2.
---+Article 11 Status of the safety investigators
------+Article 11 1.
------+Article 11 2.
------+Article 11 3.
------+Article 11 4.
---+Article 12 Coordination of investigations
------+Article 12 1.
------+Article 12 2.
------+Article 12 3.
---+Article 13 Preservation of evidence
------+Article 13 1.
------+Article 13 2.
------+Article 13 3.
---+Article 14 Protection of sensitive safety information
------+Article 14 1.
------+Article 14 2.
------+Article 14 3.
------+Article 14 4.
---+Article 15 Communication of information
------+Article 15 1.
------+Article 15 2.
------+Article 15 3.
------+Article 15 4.
------+Article 15 5.
---+Article 16 Investigation report
------+Article 16 1.
------+Article 16 2.
------+Article 16 3.
------+Article 16 4.
------+Article 16 5.
------+Article 16 6.
------+Article 16 7.
------+Article 16 8.
---+Article 17 Safety recommendations
------+Article 17 1.
------+Article 17 2.
------+Article 17 3.
---+Article 18 Follow-up to safety recommendations and safety recommendations database
------+Article 18 1.
------+Article 18 2.
------+Article 18 3.
------+Article 18 4.
------+Article 18 5.
---+Article 20 Information on persons and dangerous goods on board
------+Article 20 1.
------+Article 20 2.
------+Article 20 3.
------+Article 20 4.
---+Article 21 Assistance to the victims of air accidents and their relatives
------+Article 21 1.
------+Article 21 2.
------+Article 21 3.
------+Article 21 4.
------+Article 21 5.
------+Article 21 6.
---+Article 22 Access to documents and protection of personal data
------+Article 22 1.
------+Article 22 2.
---+Article 23 Penalties
---+Article 24 Amendment of the Regulation
---+Article 25 Repeals
---+Article 26 Entry into force
---+ANNEX
English - European Union - Aviation -

REGULATION (EU) No 996/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 20 October 2010 on the investigation and prevention of accidents and incidents in civil aviation and repealing Directive 94/56/EC (Text with EEA relevance)

REGULATION (EU) No 996/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

of 20 October 2010

on the investigation and prevention of accidents and incidents in civil aviation and repealing Directive 94/56/EC

(Text with EEA relevance)

This Regulation shall be binding in its entirety and directly applicable in all Member States.

1. Ħarsa ġenerali

,
Titlu Regolamentazzjoni
Article 1 Subject matter
Article 2 Definitions

Article 2

Definitions

For the purposes of this Regulation, the following definitions shall apply:

(1) 

‘accident’ means an occurrence associated with the operation of an aircraft which, in the case of a manned aircraft, takes place between the time any person boards the aircraft with the intention of flight until such time as all such persons have disembarked, or in the case of an unmanned aircraft, takes place between the time the aircraft is ready to move with the purpose of flight until such time it comes to rest at the end of the flight and the primary propulsion system is shut down, in which:

(a) 

a person is fatally or seriously injured as a result of:

— 
being in the aircraft, or,
— 
direct contact with any part of the aircraft, including parts which have become detached from the aircraft, or,
— 
direct exposure to jet blast,

except when the injuries are from natural causes, self-inflicted or inflicted by other persons, or when the injuries are to stowaways hiding outside the areas normally available to the passengers and crew; or

(b) 

the aircraft sustains damage or structural failure which adversely affects the structural strength, performance or flight characteristics of the aircraft, and would normally require major repair or replacement of the affected component, except for engine failure or damage, when the damage is limited to a single engine, (including its cowlings or accessories), to propellers, wing tips, antennas, probes, vanes, tires, brakes, wheels, fairings, panels, landing gear doors, windscreens, the aircraft skin (such as small dents or puncture holes) or minor damages to main rotor blades, tail rotor blades, landing gear, and those resulting from hail or bird strike, (including holes in the radome); or

(c) 

the aircraft is missing or is completely inaccessible;

(2) 

‘accredited representative’ means a person designated by a State, on the basis of his or her qualifications, for the purpose of participating in a safety investigation conducted by another State. An accredited representative designated by a Member State shall be from a safety investigation authority;

(3) 

‘adviser’ means a person appointed by a State, on the basis of his or her qualifications, for the purpose of assisting its accredited representative in a safety investigation;

(4) 

‘causes’ means actions, omissions, events, conditions, or a combination thereof, which led to the accident or incident; the identification of causes does not imply the assignment of fault or the determination of administrative, civil or criminal liability;

(5) 

‘fatal injury’ means an injury which is sustained by a person in an accident and which results in his or her death within 30 days of the date of the accident;

(6) 

‘flight recorder’ means any type of recorder installed in the aircraft for the purpose of facilitating accident/incident safety investigations;

(7) 

‘incident’ means an occurrence, other than an accident, associated with the operation of an aircraft which affects or could affect the safety of operation;

(8) 

‘international standards and recommended practices’ means international standards and recommended practices for aircraft accident and incident investigation adopted in accordance with Article 37 of the Chicago Convention;

(9) 

‘investigator-in-charge’ means a person charged, on the basis of his or her qualifications, with responsibility for the organisation, conduct and control of a safety investigation;

(10) 

‘operator’ means any natural or legal person, operating or proposing to operate one or more aircraft;

(11) 

‘person involved’ means the owner, a member of the crew, the operator of the aircraft involved in an accident or serious incident; any person involved in the maintenance, design, manufacture of that aircraft or in the training of its crew; any person involved in the provision of air traffic control, flight information or aerodrome services, who have provided services for the aircraft; staff of the national civil aviation authority; or staff of EASA;

(12) 

‘preliminary report’ means the communication used for the prompt dissemination of data obtained during the early stages of the investigation;

(13) 

‘relatives’ means the immediate family and/or next of kin and/or other person closely connected with the victim of an accident, as defined under the national law of the victim;

(14) 

‘safety investigation’ means a process conducted by a safety investigation authority for the purpose of accident and incident prevention which includes the gathering and analysis of information, the drawing of conclusions, including the determination of cause(s) and/or contributing factors and, when appropriate, the making of safety recommendations;

(15) 

‘safety recommendation’ means a proposal of a safety investigation authority, based on information derived from a safety investigation or other sources such as safety studies, made with the intention of preventing accidents and incidents;

(16) 

‘serious incident’ means an incident involving circumstances indicating that there was a high probability of an accident and is associated with the operation of an aircraft, which in the case of a manned aircraft, takes place between the time any person boards the aircraft with the intention of flight until such time as all such persons have disembarked, or in the case of an unmanned aircraft, takes place between the time the aircraft is ready to move with the purpose of flight until such time it comes to rest at the end of the flight and the primary propulsion system is shut down. A list of examples of serious incidents is set out in the Annex;

(17) 

‘serious injury’ means an injury which is sustained by a person in an accident and which involves one of the following:

(a) 

hospitalisation for more than 48 hours, commencing within 7 days from the date the injury was received;

(b) 

a fracture of any bone (except simple fractures of fingers, toes, or nose);

(c) 

lacerations which cause severe haemorrhage, nerve, muscle or tendon damage;

(d) 

injury to any internal organ;

(e) 

second or third degree burns, or any burns affecting more than 5 % of the body surface;

(f) 

verified exposure to infectious substances or harmful radiation.

Article 3 Scope
Article 4 Civil Aviation Safety Investigation Authority
Article 5 Obligation to investigate
Article 6 Cooperation between safety investigation authorities
Article 7 European Network of Civil Aviation Safety Investigation Authorities
Article 8 Participation of EASA and national civil aviation authorities in safety investigations
Article 9 Obligation to notify accidents and serious incidents
Article 10 Participation of the Member States in safety investigations
Article 11 Status of the safety investigators
Article 12 Coordination of investigations
Article 13 Preservation of evidence
Article 14 Protection of sensitive safety information
Article 15 Communication of information
Article 16 Investigation report
Article 17 Safety recommendations
Article 18 Follow-up to safety recommendations and safety recommendations database
Article 20 Information on persons and dangerous goods on board
Article 21 Assistance to the victims of air accidents and their relatives
Article 22 Access to documents and protection of personal data
Article 23 Penalties

Article 23

Penalties

Member States shall lay down the rules on penalties applicable to infringements of this Regulation. The penalties provided for shall be effective, proportionate and dissuasive.

Article 24 Amendment of the Regulation

Article 24

Amendment of the Regulation

This Regulation shall be subject to a review no later than 3 December 2014. Where the Commission considers that this Regulation should be amended, it shall request the Network to issue a preliminary opinion, which shall also be forwarded to the European Parliament, the Council, the Member States and EASA.

Article 25 Repeals

Article 25

Repeals

Directive 94/56/EC is hereby repealed.

Article 26 Entry into force

Article 26

Entry into force

This Regulation shall enter into force on the 20th day following its publication in the Official Journal of the European Union.

ANNEX




ANNEX

List of examples of serious incidents

The incidents listed are typical examples of incidents that are likely to be serious incidents. The list is not exhaustive and only serves as guidance with respect to the definition of ‘serious incident’:

— 
a near collision requiring an avoidance manoeuvre to avoid a collision or an unsafe situation or when an avoidance action would have been appropriate,
— 
controlled flight into terrain only marginally avoided,
— 
aborted take-offs on a closed or engaged runway, on a taxiway, excluding authorised operations by helicopters, or from an unassigned runway,
— 
take-offs from a closed or engaged runway, from a taxiway, excluding authorised operations by helicopters, or from an unassigned runway,
— 
landings or attempted landings on a closed or engaged runway, on a taxiway, excluding authorised operations by helicopters, or from an unassigned runway,
— 
gross failures to achieve predicted performance during take-off or initial climb,
— 
fires and smoke in the passenger compartment, in cargo compartments or engine fires, even though such fires were extinguished by the use of extinguishing agents,
— 
events requiring the emergency use of oxygen by the flight crew,
— 
aircraft structural failure or engine disintegration, including uncontained turbine engine failures, not classified as an accident,
— 
multiple malfunctions of one or more aircraft systems seriously affecting the operation of the aircraft,
— 
flight crew incapacitation in flight,
— 
fuel quantity requiring the declaration of an emergency by the pilot,
— 
runway incursions classified with severity A according to the Manual on the Prevention of Runway Incursions (ICAO Doc 9870) which contains information on the severity classifications,
— 
take-off or landing incidents. Incidents such as undershooting, overrunning or running off the side of runways,
— 
system failures, weather phenomena, operation outside the approved flight envelope or other occurrences which could have caused difficulties controlling the aircraft,
— 
failure of more than one system in a redundancy system mandatory for flight guidance and navigation.

1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti
Sors Rekwiżit

3. Standards relatati

Standards
Sors Rekwiżit

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