40. Competent authorities should ensure that their organisational arrangements for conducting SREP …

Competent authorities should ensure that their organisational arrangements for conducting SREP include at least the following:

• a. a description of the roles and responsibilities of their supervisory staff with respect to performing the SREP, as well as the relevant reporting lines, in both normal and emergency situations;
• b. procedures for documenting and recording findings and supervisory judgements;
• c. arrangements for the approval of the findings and scores, as well as escalation procedures where there are dissenting views within the competent authority, in both normal and emergency situations;
• d. arrangements for organising dialogue with the institution following the model of minimum engagement as stipulated in section 2.4 to assess individual SREP elements;
• e. arrangements for engaging in consultations with an institution and for communicating the outcomes of the SREP to the institution, reflecting the interaction within colleges of supervisors for cross-border groups and their entities, in accordance with Commission Implementing Regulation (EU) No 710/2014¹⁹ ;
• f. internal checks and balances to support effective decision-making, consistency of outcomes and accountability.

¹⁹ Commission Implementing Regulation (EU) No 710/2014 of 23 June 2014 laying down implementing technical standards with regard to conditions of application of the joint decision process for institution-specific prudential requirements according to Directive 2013/36/EU of the European Parliament and of the Council (OJL 188, 27.6.2014, p. 19, ELI: http://data.europa.eu/eli/reg_impl/2014/710/oj).

1. Overzicht

1.1 Referenties

1.2 Geïdentificeerde eisen

1.3 Gerelateerde standaarden

2. Geïdentificeerde eisen

3. Gerelateerde standaarden

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