+Article 6 1
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Article 6 1
1. When assessing the adequacy of the composition and the role of the senior management and the management body as referred to in Article 325bi(1), point (c), of Regulation (EU) No 575/2013, competent authorities shall:
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(a)
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verify whether the institution, in its documentation of the risk management system, describes:
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(i)
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the composition, the roles and responsibilities of the management body and senior management;
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(ii)
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the roles and responsibilities of each member of the management body and senior management;
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(b)
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verify whether the senior management is constituted of members that represent the highest hierarchical levels below the management body, and has defined responsibility for the proper functioning of the internal model for market risk;
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(c)
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verify whether the composition of any internal committee structure established by the management body to support its decision-making is adequate, as required by paragraph 2;
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(d)
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verify whether the role of the senior management is adequate, as required by paragraph 3;
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(e)
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verify whether the role of the management body, and of the committees constituting the internal committee structure referred to in point (c), are adequate, as required by paragraph 4.
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Where an institution’s management body delegates any of its tasks to an internal committee, competent authorities shall, in the context of those delegated tasks, make the assessments required by this Regulation at the level of the internal committee designated by the management body.
1. Pregled
1.1 Sklici
1.2 Ugotovljene zahteve
1.3 Povezani standardi
2. Ugotovljene zahteve
3. Povezani standardi
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