144. Following the above assessments, competent authorities should form a view on the adequacy of …

Following the above assessments, competent authorities should form a view on the adequacy of the investment firm’s internal governance arrangements and investment firm-wide controls. This view should be reflected in a summary of findings, accompanied by a viability score based on the considerations specified in Table 4.

Table 4. Supervisory considerations for assigning a score for internal governance and investment firm-wide controls

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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