64. Where the AML/CFT compliance function is different from the general compliance function, in …

Where the AML/CFT compliance function is different from the general compliance function, in addition to the provisions of ESAs guidelines on internal governance²³ on a transparent and documented decision-making process and clear allocation of responsibilities and authority within its internal control framework, credit or financial institutions should meet the provisions set out in this section.

²³ EBA guidelines on internal governance under Directive 2013/36/EU: EBA/GL/2021/05; ESMA guidelines on certain aspects of the MiFID II compliance function requirements: ESMA35-36-1946; EIOPA guidelines on system of governance: EIOPA-BoS-14/253 EN

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/