53. For the assessment of the good repute of members, the competent authority should require …

For the assessment of the good repute of members, the competent authority should require information concerning the following:

a. police records or other national equivalent in relation to relevant criminal offences in accordance with Article 5 (b)(i) of Directive (EU) 2021/2167;
b. investigations, enforcement proceedings, or sanctions by a supervisory authority in which the individual has been directly or indirectly involved;
c. refusal of registration, authorisation, membership or a licence to carry out a trade, business or profession; or the withdrawal, revocation or termination of registration, authorisation, membership or a licence; or expulsion by a regulatory or government body or by a professional body or association;
d. dismissal from employment or a position of trust, fiduciary relationship, or similar situation, or having been asked to resign from employment in such a position (excluding redundancies); and
e. whether or not an assessment of the good repute of the individual has already been conducted by another competent authority (including the identity of that authority, the date of the assessment and evidence of the outcome of this assessment).

1. Overview

Summary	Regulation

Requirements
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Standards
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