253. Competent authorities should consider the following sources of inherent risk and, where …

Competent authorities should consider the following sources of inherent risk and, where relevant, focus the assessment on those aspects, which are considered the most significant for the investment firm:

• a. workplace safety;
• b. damage to physical assets;
• c. internal fraud;
• d. external fraud;
• e. ICT risks;
• f. conduct risk;
• g. regulatory, legal and fiscal risks;
• h. model risk, in relation to models used for business purposes;
• i. insufficient (both qualitative and quantitative) human and technical resources in key positions;
• j. reputational risk.

1. Ülevaade

1.1 Viited

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

3. Seotud standardid

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.