23. The member of the management body, or the senior manager where designated, responsible for …

The member of the management body, or the senior manager where designated, responsible for AML/CFT should be the main contact point for the AML/CFT compliance officer within the management. In addition, the member of the management body, or the senior manager where designated, responsible for AML/CFT should ensure that any AML/CFT concerns that the AML/CFT compliance officer has are duly addressed and, where this is not possible, are duly considered by the management body in its management function or by the senior management where applicable. If the management body in its management function or senior management where applicable decide not to follow the recommendation of the AML/CFT compliance officer, they should duly justify and record their decision in light of the risks and concerns raised by the AML/CFT compliance officer. In the case of a significant incident, the AML/CFT compliance officer should have direct access to the management body in its supervisory function.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.