76. In the context of on and off-site supervision, the information that prudential supervisors and …

In the context of on and off-site supervision, the information that prudential supervisors and AML/CFT supervisors should share with each other may include but is not limited to:

• a. relevant information on the outcomes related to on-site inspections and off-site reviews and relevant documentation collected during the supervision;
• b. relevant sections from reports received from the institutions or third parties including consultants and external auditors;
• c. relevant information shared within the AML/CFT college or the prudential college, where relevant;
• d. relevant parts from minutes of meetings with the institutions and from meetings of colleges, where available.

Prudential supervisors

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.