+7. Cooperation and information exchange in ongoing supervision
---+7.1 Assessment of notifications to exercise the freedom of establishment and the exercise of freedom to provide services
------+66. The host prudential supervisor receiving the notification on the exercise of the right of …
------+67. The prudential supervisor should, when requested by the AML/CFT supervisor, share information …
------+68. On receipt of the information on the exercise of the right of establishment or of the freedom …
------+69. In circumstances where the institution is exposed to significant or increased ML/TF risk …
---+7.2 Assessment of mergers
------+70. When a prudential supervisor is assessing merger applications for institutions, it should …
------+71. In the case of a merger by acquisition, the prudential supervisor that is responsible for …
------+72. In the case of a merger by formation of a new institution, the prudential supervisor …
------+73. Where the AML/CFT supervisors receive a notification of a merger from the prudential …
---+7.3 Assessment of outsourcing arrangements
------+74. The prudential supervisor responsible for monitoring the outsourcing arrangements of …
------+75. Where the AML/CFT supervisors receive information about an outsourcing arrangement from the …
---+7.4 On and off-site supervision and risk assessments
------+76. In the context of on and off-site supervision, the information that prudential supervisors and …
------+77. Prudential supervisors should request from AML/CFT supervisors information that is relevant for …
------+78. Prudential supervisors should provide information that is relevant for the ML/TF risk …
------+79. Prudential supervisors should share with the financial intelligence unit information that is …
------+80. In addition, in situations where the institution is exposed to increased ML/TF risks …
------+81. AML/CFT supervisors should request from prudential supervisors information that is relevant …
------+82. AML/CFT supervisors should provide information that is relevant for the prudential risk …
------+83. AML/CFT supervisors should, where appropriate, seek from the financial intelligence unit …
------+84. AML/CFT supervisors should share information with the financial intelligence unit that is …
------+85. Where the prudential risk assessment gives the prudential supervisor reasonable grounds to …
------+86. Where the AML/CFT supervisor assesses that an institution is potentially exposed to an …
------+87. For the performance of the common assessment as required under Article 97(6) of Directive …
------+88. The common assessment should be set out in writing and contain the established facts and …
---+7.5 Coordinated supervisory activities
------+89. Prudential supervisors and AML/CFT supervisors should consider identifying areas of mutual …
------+90. Where areas of mutual interest are identified, prudential supervisors and AML/CFT supervisors …
------+91. Where a coordinated supervisory activity is being set up, prudential supervisors and AML/CFT …

7. Cooperation and information exchange in ongoing supervision

7. Cooperation and information exchange in ongoing supervision

1. Overview

,
7.1 Assessment of notifications to exercise the freedom of establishment and the exercise of freedom to provide services

Prudential supervisors
7.2 Assessment of mergers

Prudential supervisors
7.3 Assessment of outsourcing arrangements

Prudential supervisors
7.4 On and off-site supervision and risk assessments

Prudential supervisors and AML/CFT supervisors
7.5 Coordinated supervisory activities

Prudential supervisors and AML/CFT supervisors

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/