63. The AML/CFT supervisor should, at least, include detailed information explaining why the breach …

The AML/CFT supervisor should, at least, include detailed information explaining why the breach is serious, including the type of breach, the length of time during which the breach occurred, whether the breach represents a systemic failure within the institution, the impact of the breach on the institution and the integrity of the market in which it operates, whether a remediation action, if any, has been planned or taken by the institution to remedy the breach and the supervisory measures and sanctions, if any, planned or imposed by the AML/CFT supervisor.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.