+Miembros permanentes
---+Status of these joint guidelines
---+Reporting requirements

Miembros permanentes

5.1 El supervisor principal deberá invitar siempre a las siguientes autoridades a participar en el colegio de PBC/FT en calidad de miembros permanentes:

  • (a) todas las autoridades competentes responsables de la supervisión de PBC/FT de todos los establecimientos transfronterizos de la entidad que opera de forma transfronteriza;
  • (b) todas las autoridades competentes responsables de la supervisión de PBC/FT de todos los establecimientos de terceros países en la UE;
  • (c) la AES correspondiente: Autoridad Bancaria Europea (ABE), Autoridad Europea de Valores y Mercados (AEVM) o Autoridad Europea de Seguros y Pensiones de Jubilación (AESPJ).

5.2 El supervisor principal será responsable de identificar a los miembros permanentes mencionados en la Directriz 5.1 y de registrar sus nombres y datos de contacto en la lista de contactos del colegio de PBC/FT correspondiente de conformidad con la Directriz 6. Para identificar a las autoridades competentes, el supervisor principal puede recurrir al registro de autoridades competentes publicado por la Comisión Europea de conformidad con el artículo 48, apartado 1 bis, de la Directiva (UE) 2015/849. 5.3 Una vez recibida la invitación para participar en el colegio de PBC/FT, los miembros permanentes dispondrán de diez días hábiles para confirmar por escrito su participación al supervisor principal.

1. Resumen

,
Status of these joint guidelines

This document contains joint guidelines issued pursuant to Articles 16 and 56, subparagraph 1, of Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European supervisory authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC; Regulation (EU) No 1094/2010 establishing a European supervisory authority (European Insurance and Occupational Pensions Authority); and Regulation (EU) No 1095/2010 establishing a European supervisory authority (European Securities and Markets Authority)) – ‘the ESA regulations’. In accordance with Article 16(3) of the ESA regulations, competent authorities and financial institutions must make every effort to comply with the guidelines.

Joint guidelines set out the European supervisory authorities’ (ESAs’) views of appropriate supervisory practices within the European System of Financial Supervision or of how Union law should be applied in a particular area. Competent authorities to which the joint guidelines apply should comply by incorporating them into their supervisory practices as appropriate (e.g. by amending their legal framework or their supervisory processes), including where the joint guidelines are directed primarily at institutions.
Reporting requirements

In accordance with Article 16(3) of the ESA regulations, competent authorities must notify the respective European supervisory authority (ESA) of whether they comply or intend to comply with these joint guidelines, or otherwise, with reasons for non-compliance, by dd.mm.yyyy (2 months after issuance). In the absence of any notification by this deadline, competent authorities will be considered non-compliant by the respective ESA. Notifications should be sent to compliance@eba.europa.eu, compliance@eiopa.europa.eu and compliance@esma.europa.eu with the reference ‘JC 2019 81’. A template for notifications is available on the ESAs’ websites. Notifications should be submitted by persons with appropriate authority to report compliance on behalf of their competent authorities.

Notifications will be published on the ESAs’ websites, in line with Article 16(3).

1.1 Referencias

1.2 Requisitos identificados

1.3 Estándares relacionados

2. Requisitos identificados

Requisitos

3. Estándares relacionados

Estándares
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/