+Il-membri permanenti
---+Status of these joint guidelines
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Il-membri permanenti
5.1 Is-superviżur ewlieni għandu dejjem jistieden lill-awtoritajiet li ġejjin biex jipparteċipaw fil-kulleġġ AML/CFT bħala membri permanenti: - (a) l-awtoritajiet kompetenti kollha responsabbli għas-superviżjoni AML/CFT tal-istabbilimenti transkonfinali kollha tad-ditta li topera fuq bażi transkonfinali;
- (b) l-awtoritajiet kompetenti responsabbli għas-superviżjoni AML/CFT tal-istabbilimenti kollha tal-UE;
- (c) l-ASE xierqa (l-EBA, l-ESMA jew l-EIOPA).
5.2 Is-superviżur ewlieni għandu jkun responsabbli għall-identifikazzjoni tal-membri permanenti msemmija fil-Linja Gwida 5.1 u jirreġistra l-ismijiet u d-dettalji ta’ kuntatt tagħhom fil-lista ta’ kuntatt tal-kulleġġ AML/CFT rilevanti f’konformità mal-Linja Gwida 6. Sabiex jiġu identifikati l-awtoritajiet kompetenti, is-superviżur ewlieni jista’ jirreferi għar-reġistru tal-awtoritajiet kompetenti ppubblikati mill-Kummissjoni Ewropea f’konformità mal-Artikolu 48(1a) tad-Direttiva (UE) 2015/849. 5.3 Mal-wasla tal-istedina biex jipparteċipaw fil-kulleġġ AML/CFT, il-membri permanenti għandhom jikkonfermaw il-parteċipazzjoni tagħhom bil-miktub lis-superviżur ewlieni fi żmien 10 ijiem ta’ xogħol.
1. Ħarsa ġenerali
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Regolamentazzjoni |
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Status of these joint guidelines
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This document contains joint guidelines issued pursuant to Articles 16 and 56, subparagraph 1, of Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European supervisory authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC; Regulation (EU) No 1094/2010 establishing a European supervisory authority (European Insurance and Occupational Pensions Authority); and Regulation (EU) No 1095/2010 establishing a European supervisory authority (European Securities and Markets Authority)) – ‘the ESA regulations’. In accordance with Article 16(3) of the ESA regulations, competent authorities and financial institutions must make every effort to comply with the guidelines. Joint guidelines set out the European supervisory authorities’ (ESAs’) views of appropriate supervisory practices within the European System of Financial Supervision or of how Union law should be applied in a particular area. Competent authorities to which the joint guidelines apply should comply by incorporating them into their supervisory practices as appropriate (e.g. by amending their legal framework or their supervisory processes), including where the joint guidelines are directed primarily at institutions.
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Reporting requirements
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In accordance with Article 16(3) of the ESA regulations, competent authorities must notify the respective European supervisory authority (ESA) of whether they comply or intend to comply with these joint guidelines, or otherwise, with reasons for non-compliance, by dd.mm.yyyy (2 months after issuance). In the absence of any notification by this deadline, competent authorities will be considered non-compliant by the respective ESA. Notifications should be sent to compliance@eba.europa.eu, compliance@eiopa.europa.eu and compliance@esma.europa.eu with the reference ‘JC 2019 81’. A template for notifications is available on the ESAs’ websites. Notifications should be submitted by persons with appropriate authority to report compliance on behalf of their competent authorities. Notifications will be published on the ESAs’ websites, in line with Article 16(3).
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1.1 Referenzi
1.2 Rekwiżiti identifikati
1.3 Standards relatati
2. Rekwiżiti identifikati
3. Standards relatati
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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