+Stalni članovi
---+Status of these joint guidelines
---+Reporting requirements
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Stalni članovi
5.1 Vodeće nadzorno tijelo uvijek bi trebalo pozvati sljedeća nadležna tijela na sudjelovanje u kolegiju za sprečavanje pranja novca i borbu protiv financiranja terorizma u svojstvu stalnih članova: - (a) sva nadležna tijela odgovorna za nadzor sprečavanja pranja novca i borbu protiv financiranja terorizma svih prekograničnih poslovnih jedinica društva koje posluje na prekograničnoj osnovi;
- (b) nadležna tijela odgovorna za nadzor svih poslovnih jedinica u EU - u u pogledu sprečavanja pranja novca i borbe protiv financiranja terorizma;
- (c) odgovarajuće europsko nadzorno tijelo (EBA, ESMA ili EIOPA).
5.2 Vodeće nadzorno tijelo trebalo bi biti odgovorno za utvrđivanje stalnih članova iz smjernice 5.1. i evidentiranje njihovih imena i podataka za kontakt na popisu osoba za kontakt za relevantni kolegij za sprečavanje pranja novca i borbu protiv financiranja terorizma u skladu sa smjernicom 6. Kako bi utvrdilo nadležna tijela, vodeće nadzorno tijelo može se poslužiti registrom nadležnih tijela koji objavljuje Europska komisija u skladu s člankom 48. stavkom 1.a Direktive (EU) 2015/849. 5.3 Nakon primitka poziva na sudjelovanje u kolegiju za sprečavanje pranja novca i borbu protiv financiranja terorizma, stalni članovi trebali bi u roku od 10 radnih dana potvrditi svoje sudjelovanje vodećem nadzornom tijelu u pisanom obliku.
1. Pregled
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Regulativa |
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Status of these joint guidelines
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This document contains joint guidelines issued pursuant to Articles 16 and 56, subparagraph 1, of Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European supervisory authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC; Regulation (EU) No 1094/2010 establishing a European supervisory authority (European Insurance and Occupational Pensions Authority); and Regulation (EU) No 1095/2010 establishing a European supervisory authority (European Securities and Markets Authority)) – ‘the ESA regulations’. In accordance with Article 16(3) of the ESA regulations, competent authorities and financial institutions must make every effort to comply with the guidelines. Joint guidelines set out the European supervisory authorities’ (ESAs’) views of appropriate supervisory practices within the European System of Financial Supervision or of how Union law should be applied in a particular area. Competent authorities to which the joint guidelines apply should comply by incorporating them into their supervisory practices as appropriate (e.g. by amending their legal framework or their supervisory processes), including where the joint guidelines are directed primarily at institutions.
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Reporting requirements
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In accordance with Article 16(3) of the ESA regulations, competent authorities must notify the respective European supervisory authority (ESA) of whether they comply or intend to comply with these joint guidelines, or otherwise, with reasons for non-compliance, by dd.mm.yyyy (2 months after issuance). In the absence of any notification by this deadline, competent authorities will be considered non-compliant by the respective ESA. Notifications should be sent to compliance@eba.europa.eu, compliance@eiopa.europa.eu and compliance@esma.europa.eu with the reference ‘JC 2019 81’. A template for notifications is available on the ESAs’ websites. Notifications should be submitted by persons with appropriate authority to report compliance on behalf of their competent authorities. Notifications will be published on the ESAs’ websites, in line with Article 16(3).
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1.1 Reference
1.2 Utvrđeni zahtjevi
1.3 Povezani standardi
2. Utvrđeni zahtjevi
3. Povezani standardi
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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