64. Where a PSP, IPSP, CASP or ICASP becomes aware that required information is missing …

Where a PSP, IPSP, CASP or ICASP becomes aware that required information is missing, incom-plete or provided using inadmissible characters during the transfer and executes the transfer, it should document the reason for executing that transfer and, in line with its risk-based poli-cies and procedures, consider the future treatment of the prior PSP, IPSP, CASP, ICASP or self-hosted address in the transfer chain for AML/ CFT compliance purposes. However, where the payer, payee, originator or beneficiary cannot be unambiguously identified due to missing or incomplete information, or information provided using inadmissible characters, the PSP, IPSP, CASP or ICASP should not execute the transfer.

4.6.5. Detecting missing or incomplete information after executing a transfer in accord-ance with Articles 8(1), 12(1), 17(1) and 21(1) of Regulation (EU) 2023/1113

Transfer of funds

1. Overview

1.1 References

• Article 8 1
• Article 12 1
• Article 17 1
• Article 21 1

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.