+CHAPTER III CUSTOMER DUE DILIGENCE
---+SECTION 1 General provisions
------+Article 19 Application of customer due diligence measures
---------+Article 19 1
---------+Article 19 2
---------+Article 19 3
---------+Article 19 4
---------+Article 19 5
---------+Article 19 6
---------+Article 19 7
---------+Article 19 8
---------+Article 19 9
---------+Article 19 10
------+Article 20 Customer due diligence measures
---------+Article 20 1
---------+Article 20 2
---------+Article 20 3
---------+Article 20 4
------+Article 21 Inability to comply with the requirement to apply customer due diligence measures
---------+Article 21 1
---------+Article 21 2
---------+Article 21 3
---------+Article 21 4
------+Article 22 Identification and verification of the identity of customers and beneficial owners
---------+Article 22 1
---------+Article 22 2
---------+Article 22 3
---------+Article 22 4
---------+Article 22 5
---------+Article 22 6
---------+Article 22 7
------+Article 23 Timing of the verification of the customer and beneficial owner identity
---------+Article 23 1
---------+Article 23 2
---------+Article 23 3
---------+Article 23 4
------+Article 24 Reporting of discrepancies with information contained in beneficial ownership registers
---------+Article 24 1
---------+Article 24 2
---------+Article 24 3
---------+Article 24 4
------+Article 25 Identification of the purpose and intended nature of a business relationship or occasional transaction
---------+Article 25 (a)
---------+Article 25 (b)
---------+Article 25 (c)
---------+Article 25 (d)
---------+Article 25 (e)
---------+Article 25 2
------+Article 26 Ongoing monitoring of the business relationship and monitoring of transactions performed by customers
---------+Article 26 1
---------+Article 26 2
---------+Article 26 3
---------+Article 26 4
---------+Article 26 5
------+Article 27 Temporary measures for customers subject to UN financial sanctions
---------+Article 27 1
---------+Article 27 2
------+Article 28 Regulatory technical standards on the information necessary for the performance of customer due diligence
---------+Article 28 1
---------+Article 28 2
---------+Article 28 3
---------+Article 28 4
---+SECTION 2 Third-country policy and money laundering and terrorist financing threats from outside the Union
------+Article 29 Identification of third countries with significant strategic deficiencies in their national AML/CFT regimes
---------+Article 29 1
---------+Article 29 2
---------+Article 29 3
---------+Article 29 4
---------+Article 29 5
---------+Article 29 6
---------+Article 29 7
------+Article 30 Identification of third countries with compliance weaknesses in their national AML/CFT regimes
---------+Article 30 1
---------+Article 30 2
---------+Article 30 3
---------+Article 30 4
---------+Article 30 5
------+Article 31 Identification of third countries posing a specific and serious threat to the Union’s financial system
---------+Article 31 1
---------+Article 31 2
---------+Article 31 3
---------+Article 31 4
---------+Article 31 5
---------+Article 31 6
---------+Article 31 7
---------+Article 31 8
---------+Article 31 9
------+Article 32 Guidelines on money laundering and terrorist financing risks, trends and methods
---------+Article 32 1
---------+Article 32 2
---------+Article 32 3
---+SECTION 3 Simplified due diligence
------+Article 33 Simplified due diligence measures
---------+Article 33 1
---------+Article 33 2
---------+Article 33 3
---------+Article 33 4
---------+Article 33 5
---+SECTION 4 Enhanced due diligence
------+Article 34 Scope of application of enhanced due diligence measures
---------+Article 34 1
---------+Article 34 2
---------+Article 34 3
---------+Article 34 4
---------+Article 34 5
---------+Article 34 6
---------+Article 34 7
---------+Article 34 8
------+Article 35 Countermeasures to mitigate money laundering and terrorist financing threats from outside the Union
---------+Article 35 (a)
---------+Article 35 (b)
------+Article 36 Specific enhanced due diligence measures for cross-border correspondent relationships
---------+Article 36 (a)
---------+Article 36 (b)
---------+Article 36 (c)
---------+Article 36 (d)
---------+Article 36 (e)
---------+Article 36 2
------+Article 37 Specific enhanced due diligence measures for cross-border correspondent relationships for crypto-asset service providers
---------+Article 37 1
---------+Article 37 2
---------+Article 37 3
------+Article 38 Specific measures for individual third-country respondent institutions
---------+Article 38 1
---------+Article 38 2
---------+Article 38 3
---------+Article 38 4
---------+Article 38 5
---------+Article 38 6
---------+Article 38 7
------+Article 39 Prohibition of correspondent relationships with shell institutions
---------+Article 39 1
---------+Article 39 2
------+Article 40 Measures to mitigate risks in relation to transactions with a self-hosted address
---------+Article 40 1
---------+Article 40 2
------+Article 41 Specific provisions regarding applicants for residence by investment schemes
------+Article 42 Specific provisions regarding politically exposed persons
---------+Article 42 1
---------+Article 42 2
------+Article 43 List of prominent public functions
---------+Article 43 1
---------+Article 43 2
---------+Article 43 3
---------+Article 43 4
---------+Article 43 5
------+Article 44 Politically exposed persons who are beneficiaries of insurance policies
---------+Article 44 (a)
---------+Article 44 (b)
------+Article 45 Measures for persons who cease to be politically exposed persons
---------+Article 45 1
---------+Article 45 2
---------+Article 45 3
------+Article 46 Family members and persons known to be close associates of politically exposed persons
---+SECTION 5 Specific customer due diligence provisions
------+Article 47 Specifications for the life and other investment-related insurance sector
---------+Article 47 (a)
---------+Article 47 (b)
---------+Article 47 2
---+SECTION 6 Reliance on customer due diligence performed by other obliged entities
------+Article 48 General provisions relating to reliance on other obliged entities
---------+Article 48 1
---------+Article 48 2
---------+Article 48 3
---------+Article 48 4
------+Article 49 Process of reliance on another obliged entity
---------+Article 49 1
---------+Article 49 2
---------+Article 49 3
---------+Article 49 4
---------+Article 49 5
------+Article 50 Guidelines on reliance on other obliged entities
---------+Article 50 (a)
---------+Article 50 (b)
---------+Article 50 (c)

CHAPTER III CUSTOMER DUE DILIGENCE

CHAPTER III CUSTOMER DUE DILIGENCE

1. Overview

,
SECTION 1 General provisions SECTION 1 General provisions
SECTION 2 Third-country policy and money laundering and terrorist financing threats from outside the Union SECTION 2 Third-country policy and money laundering and terrorist financing threats from outside the Union
SECTION 3 Simplified due diligence SECTION 3 Simplified due diligence
SECTION 4 Enhanced due diligence SECTION 4 Enhanced due diligence
SECTION 5 Specific customer due diligence provisions SECTION 5 Specific customer due diligence provisions
SECTION 6 Reliance on customer due diligence performed by other obliged entities SECTION 6 Reliance on customer due diligence performed by other obliged entities

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • Builddate: 19.06.2024 00:00:00 -Doknr: CELEX:32024R1624
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