44. Issuers of ARTs which are not obliged entities under Directive 2015/849/EU should always …

Issuers of ARTs which are not obliged entities under Directive 2015/849/EU¹⁰ should always explain in the redemption plan how they will involve intermediaries subject to that Directive so that these intermediaries:

• a) perform anti-money laundering and combating the financing of terrorism (AML/CFT) checks, including customer due diligence checks on the token holders that have submitted a redemption claim; and
• b) comply with their obligations under Regulation (EU) 2023/1113 (Transfer of Funds Regulation)¹¹ (see paragraphs 55 and 56 of these Guidelines) with respect to the transfer.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.