18. Prudential supervisors should consider information to be relevant for the exercise of AML/CFT …

Prudential supervisors should consider information to be relevant for the exercise of AML/CFT supervisory tasks at least in situations where the information:

• a) gives the prudential supervisor reasonable grounds to suspect that in connection with an institution, ML or TF has been or is being committed or attempted or there is an increased risk thereof;
• b) indicates that the business activity or business model of an institution, or changes to it suggest that the institution may be exposed to an increased ML/TF risk;
• c) relates to shortcomings in an institution’s compliance with prudenti al requirements that may have a negative impact on the AML/CFT governance arrangements and internal systems and controls framework; or
• d) relates to an institution’s compliance with require ments set out in Directive (EU) 2015/849.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.