83. AML/CFT supervisors should, where appropriate, seek from the financial intelligence unit …

AML/CFT supervisors should, where appropriate, seek from the financial intelligence unit information that is relevant for the performance of ML/TF risk assessment and supervision that may include but is not limited to:

• a. typologies on ML/TF risks, including geographical risks and cross-border risks;
• b. relevant outcomes of the ML/TF risk assessment carried out by the financial intelligence unit;
• c. information on emerging risks identified by the financial intelligence unit;
• d. information on the quantity and quality of suspicious transaction reports received from institutions, in an aggregated manner, such as per sector, and in respect of individual institutions;
• e. information relating to any AML/CFT systems and controls weaknesses that the financial intelligence unit may have identified or suspected and especially information on the timeliness in responding to requests for information made by the financial intelligence unit and the quality of the information, data and documentation provided in reply to any such requests;
• f. confirmation on whether the institution has been a subject of a suspicious transaction report submitted by another institution or whether funds that are subject to suspicious transaction reports regularly come from that institution and any information in relation to the case that the financial intelligence unit may be able to share in accordance with the national law.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.