+4. Groz ī jumi
---+7. Pamatnost ā dnes EBA/GL/2019/04 groza š ā di:
---+8. 2. punktu aizst ā j ar š ā du tekstu: "5. Š ī s pamatnost ā dnes attiecas uz kompetento iest ā …
---+9. 3. punktu aizst ā j ar š ā du tekstu: "6. Š ī s pamatnost ā dnes attiecas uz kompetento iest ā …
---+10. 4. punktu aizst ā j ar š ā du tekstu: 5 Eiropas Parlamenta un Padomes Direkt ī va (ES) 2015/849 …
---+11. 5. punktu aizst ā j ar š ā du tekstu: "8. Ja vien nav nor ā d ī ts cit ā di, terminiem, kas …
---+12. 6. un 7. punktu p ā rnumur ē attiec ī gi par 9. un 10. punktu.
---+13. 9. punktu aizst ā j ar š ā du tekstu: "9. Lai piem ē rotu Direkt ī vas 2013/36/ES 55. pantu ar …
---+14. Pielikumu groza š ā di: a) 12. zemsv ī tras piez ī mes tekstu aizst ā j ar š ā du tekstu: "Šaj …
---+action and Analysis Reports Cen- Laundering and Coun- AML Act Act

4. Groz ī jumi

1. Pārskats

7. Pamatnost ā dnes EBA/GL/2019/04 groza š ā di:

Pamatnost ā dnes EBA/GL/2019/04 groza š ā di:

8. 2. punktu aizst ā j ar š ā du tekstu: "5. Š ī s pamatnost ā dnes attiecas uz kompetento iest ā …

2. punktu aizst ā j ar š ā du tekstu:

"5. Š ī s pamatnost ā dnes attiecas uz kompetento iest ā žu nov ē rt ē jumu par to, vai konfidencialit ā tes un dienesta slepen ī bas rež ī ms, ko piem ē ro pielikum ā min ē taj ā m trešo valstu iest ā d ē m, ir l ī dzv ē rt ī gs nosac ī jumiem, kas paredz ē ti Direkt ī vas 2013/36/ES³ VII sada ļ as 1. noda ļ as II ieda ļā , Direkt ī vas (ES) 2015/2366⁴ 24. pant ā , Direkt ī vas (ES)

3 Eiropas Parlamenta un Padomes Direkt ī va 2013/36/ES (2013. gada 26. j ū nijs) par piek ļ uvi kred ī tiest ā žu darb ī bai un kred ī tiest ā žu un ieguld ī jumu brokeru sabiedr ī bu prudenci ā lo uzraudz ī bu, ar ko groza Direkt ī vu 2002/87/EK un atce ļ Direkt ī vas 2006/48/EK un 2006/49/EK (OV L 176, 27.6.2013., 338. lpp., ELI: http://data.europa.eu/eli/dir/2013/36/oj).

4 Eiropas Parlamenta un Padomes Direkt ī va (ES) 2015/2366 (2015. gada 25. novembris) par maks ā jumu pakalpojumiem iekš ē j ā tirg ū , ar ko groza Direkt ī vas 2002/65/EK, 2009/110/EK un 2013/36/ES un Regulu (ES) Nr. 1093/2010 un atce ļ Direkt ī vu 2007/64/EK (OV L 337, 23.12.2015., 35. lpp., ELI: http://data.europa.eu/eli/dir/2015/2366/oj). 2015/849⁵ VI noda ļ as 3. ieda ļ as IIIa apakšieda ļā , Direkt ī vas 2014/59/ES⁶ 84. un 98. pant ā un Regulas (ES) 2023/1114⁷ 100. pant ā ."

9. 3. punktu aizst ā j ar š ā du tekstu: "6. Š ī s pamatnost ā dnes attiecas uz kompetento iest ā …

3. punktu aizst ā j ar š ā du tekstu:

"6. Š ī s pamatnost ā dnes attiecas uz kompetento iest ā žu veikto nov ē rt ē jumu par t ā konfidencialit ā tes rež ī ma l ī dzv ē rt ī gumu, ko piem ē ro pielikum ā uzskait ī taj ā m trešo valstu kompetentaj ā m iest ā d ē m š ā dos nol ū kos:

a) lai nosl ē gtu sadarb ī bas l ī gumus ar treš ā s valsts iest ā di saska ņā ar Direkt ī vas 2013/36/ES 55. pantu un Regulas (ES) 2023/1114 107. panta 5. punktu, k ā ar ī Direkt ī vas (ES) 2015/2366 24. panta un Direkt ī vas (ES) 2015/849 57.a panta 5. punkta m ē r ķ iem, vai saska ņā ar Direkt ī vas 2014/59/ES 97. pantu un 98. panta 1. punktu; un
b) lai nodrošin ā tu treš ā s valsts iest ā des dal ī bu uzraudz ī bas un noregul ē juma kol ēģ ij ā s saska ņā ar Direkt ī vas 2013/36/ES 116. panta 6. punktu un Direkt ī vas 2014/59/ES 88. un 89. pantu un NILL/TFN kol ēģ ij ā s saska ņā ar Direkt ī vas (ES) 2015/849 VI noda ļ as 3. ieda ļ as IIIa apakšieda ļ u un NILL/TFN kol ēģ ijas pamatnost ā dn ē m⁸ ."

10. 4. punktu aizst ā j ar š ā du tekstu: 5 Eiropas Parlamenta un Padomes Direkt ī va (ES) 2015/849 …

4. punktu aizst ā j ar š ā du tekstu:

5 Eiropas Parlamenta un Padomes Direkt ī va (ES) 2015/849 (2015. gada 20. maijs) par to, lai nepie ļ autu finanšu sist ē mas izmantošanu nelikum ī gi ieg ū tu l ī dzek ļ u legaliz ē šanai vai teroristu finans ē šanai, un ar ko groza Eiropas Parlamenta un Padomes Regulu (ES) Nr. 648/2012 un atce ļ Eiropas Parlamenta un Padomes Direkt ī vu 2005/60/EK un Komisijas Direkt ī vu 2006/70/EK (OV L 141, 5.6.2015., 73. lpp., ELI: http://data.europa.eu/eli/dir/2015/849/oj).

6 Eiropas Parlamenta un Padomes Direkt ī va 2014/59/ES (2014. gada 15. maijs), ar ko izveido kred ī tiest ā žu un ieguld ī jumu brokeru sabiedr ī bu atvese ļ ošanas un noregul ē juma rež ī mu un groza Padomes Direkt ī vu 82/891/EEK un Eiropas Parlamenta un Padomes Direkt ī vas 2001/24/EK, 2002/47/EK, 2004/25/EK, 2005/56/EK, 2007/36/EK, 2011/35/ES, 2012/30/ES un 2013/36/ES, un Eiropas Parlamenta un Padomes Regulas (ES) Nr. 1093/2010 un (ES) Nr. 648/2012 (OV L 173, 12.6.2014., 190. lpp., ELI: http://data.europa.eu/eli/dir/2014/59/oj).

7 Eiropas Parlamenta un Padomes Regula (ES) 2023/1114 (2023. gada 31. maijs) par kriptoakt ī vu tirgiem un ar ko groza Regulas (ES) Nr. 1093/2010 un (ES) Nr. 1095/2010 un Direkt ī vas 2013/36/ES un (ES) 2019/1937 (OV L 150, 9.6.2023., 40. lpp., ELI: http://data.europa.eu/eli/reg/2023/1114/oj).

8 Gal ī g ā s pamatnost ā dnes par kompetento iest ā žu, kas uzrauga kred ī tiest ā des un finanšu iest ā des, sadarb ī bu un inform ā cijas apmai ņ u Direkt ī vas (ES) 2015/849 m ē r ķ iem (NILL/TFN kol ēģ ijas pamatnost ā dnes) (JC 2019 81). "7. Š ī s pamatnost ā dnes ir adres ē tas i) kompetentaj ā m iest ā d ē m, kas noteiktas Regulas (ES) Nr. 1093/2010 4. panta 2. punkt ā , un ii) kompetentaj ā m iest ā d ē m, kas noteiktas Regulas (ES) 2023/1114 3. panta 1. punkta 35. apakšpunkt ā ."

11. 5. punktu aizst ā j ar š ā du tekstu: "8. Ja vien nav nor ā d ī ts cit ā di, terminiem, kas …

5. punktu aizst ā j ar š ā du tekstu:

"8. Ja vien nav nor ā d ī ts cit ā di, terminiem, kas izmantoti un defin ē ti Direkt ī v ā 2013/36/ES, Direkt ī v ā (ES) 2015/2366, Direkt ī v ā 2014/59/ES, Direkt ī v ā (ES) 2015/849 un Regul ā (ES) 2023/1114, ir t ā da pati noz ī me ar ī šaj ā s pamatnost ā dn ē s."

12. 6. un 7. punktu p ā rnumur ē attiec ī gi par 9. un 10. punktu.

6. un 7. punktu p ā rnumur ē attiec ī gi par 9. un 10. punktu.

13. 9. punktu aizst ā j ar š ā du tekstu: "9. Lai piem ē rotu Direkt ī vas 2013/36/ES 55. pantu ar …

9. punktu aizst ā j ar š ā du tekstu:

"9. Lai piem ē rotu Direkt ī vas 2013/36/ES 55. pantu ar ī saska ņā ar Direkt ī vas (ES) 2015/2366 24. pantu un Direkt ī vas (ES) 2015/849 57.a panta 5. punktu, Direkt ī vas 2014/59/ES 97. pantu un 98. panta 1. punktu, KPD 116. panta 6. punktu un Direkt ī vas 2014/59/ES 88. un 89. pantu, NILL/TFN kol ēģ iju pamatnost ā dn ē m un Regulas (ES) 2023/1114 107. panta 5. punktu, kompetentaj ā m iest ā d ē m j ā uzskata pielikum ā min ē to trešo valstu iest ā žu dienesta slepen ī bas un konfidencialit ā tes rež ī ms par l ī dzv ē rt ī gu tam, kas izkl ā st ī ts

a) Direkt ī vas 2013/36/ES VII sada ļ as 1. noda ļ as II ieda ļā ,
b) Direkt ī vas (ES) 2015/2366 24. pant ā ,
c) Direkt ī vas 2014/59/ES 84. un 98. pant ā ,
d) Direkt ī vas (ES) 2015/849 VI noda ļ as 3. ieda ļ as IIIa apakšieda ļā ,
e) Regulas (ES) 2023/1114 100. pant ā ,

attiec ī gaj ā gad ī jum ā atkar ī b ā no treš ā s valsts iest ā des kompetences."

14. Pielikumu groza š ā di: a) 12. zemsv ī tras piez ī mes tekstu aizst ā j ar š ā du tekstu: "Šaj …

Pielikumu groza š ā di:

a) 12. zemsv ī tras piez ī mes tekstu aizst ā j ar š ā du tekstu:

"Šaj ā slej ā nor ā da, vai treš ā s valsts iest ā dei piem ē rojamie noteikumi ir nov ē rt ē ti, ņ emot v ē r ā Direkt ī vas 2013/36/ES (1), Direkt ī vas (ES) 2015/2366 (2), Direkt ī vas (ES) 2015/849 (3), Direkt ī vas 2014/59/ES (4) un Regulas (ES) 2023/1114 (5) attiec ī gos noteikumus."

b) Aiz tabulas, kas attiecas uz Austr ā lijas Prudenci ā l ā regul ē juma iest ā di, iek ļ auj š ā du tabulu:

NOV Ē RT Ē T Ā NOV Ē RT Ē JUMA IEST Ā DE TV Ē RUMS

1. KONFIDENCI INFORM

PRINCIPS Ā LAS Ā CIJAS J Ē DZIENS

DIENESTA IEV

2. PRINCIPS SLEPEN Ī BAS Ē ROŠANAS PIEN Ā KUMS

3. PRINCIPS KONFIDENCI Ā LAS INFORM Ā CIJAS IZMANTOŠANA

KONFIDENCI

4. INFORM IZPAUŠANAS IEROBEŽOJUMI

PRINCIPS PAPILDINFORM Ā LAS Ā CIJAS

SANKCIJAS PIEN NEIZPILDES GAD

Ā KUMU Ī JUM

Ā CIJA KOP Ē JAIS V Ē RT Ē JUMS

AUSTR Ā LIJA (3) 2006. par

nelikum

gada Likuma ī gi

NILL 121.,

likuma

11. da ļ as NILL 184. un 224. pants 125.–129.

likuma 11. da ļ as pants,

NILL

likuma

11. da ļ a NILL 121.

likuma pants

11. un

ļ as L ī dzv ē rt ī ga

Austr ā lijas ieg ū tu l ī dzek ļ u 134. pants un 15. da ļ as 198. pants Dar ī jumu p ā rskatu un legaliz ā cijas 212. panta 3. punkts Austr ā lijas valsts anal ī zes centrs nov ē ršanu un iest ā žu Ē tikas kodeksa ( AUSTRAC ) terorisma 15. pants (1999. gada trac.gov.au/ https://www.aus finans apkarošanu likums) ē šanas 1. da (NILL ļ as Civildienesta 13. pants) likuma

5. pants un 11. da ļ as 212. pants.

c) Tabula par Ķī nas Banku un apdrošin ā

šanas

regul ē šanas komisiju

tiek aizst ā ta ar š ā du

tabulu:

NOV Ē RT Ē T Ā NOV Ē RT Ē JUMA IEST Ā DE TV Ē RUMS

1. KONFIDENCI INFORM

PRINCIPS Ā LAS Ā CIJAS J Ē DZIENS

DIENESTA IEV

2. PRINCIPS SLEPEN Ī BAS Ē ROŠANAS PIEN Ā KUMS

3. PRINCIPS KONFIDENCI Ā LAS INFORM Ā CIJAS IZMANTOŠANA

KONFIDENCI

4. INFORM IZPAUŠANAS IEROBEŽOJUMI

PRINCIPS PAPILDINFORM Ā LAS Ā CIJAS

SANKCIJAS PIEN NEIZPILDES GAD

Ā KUMU Ī JUM

Ā CIJA KOP Ē JAIS V Ē RT Ē JUMS

ĶĪ NA (1) (4) Administrat noteikumi Valsts Finanšu dienesta regul ē juma un administr ā cija ( ARPSC ( NFRA ) Ķī Republikas Civildienesta

konfidencialit nas

ī vie par slepen ī bu ā ti ), 10. noda ļ a Tautas likums

Ķī Likuma darb uzraudz Ķ 2006. 11. CDL

nas ī bas TR prezidenta pants 14.

Tautas Republikas LBDRU par banku regul ē šanu un ARPSC ī bu (LBDRU, gada r ī kojums) pants un

11. pants 59. pants

Ķī nas Republikas Regul vald izpaušanu 2007. Valsts 15.

Tautas ē ī bas pants

LBDRU juma par ARPSC inform ā cijas 78. (RVII, gad ā pie ņē musi Ķī nas padome) 14. un Republikas Civildienesta (CDL,

77. pants Tautas 2018.

43. pants un likums gads)

L ī dzv ē rt ī aa

(CDL, 2003.

Ķ TR prezidenta gada r ī kojums)

59. ARPSC noda NFRA pas person administr NFRA pas l administr Noteikumi konfidencialit p galven nor darbiniekiem l Ķī Banku likuma Ķī Valsts likuma

pants ļ ā kumi ā kumi ī gumdarbinieku ā rvald ī kotajiem ī gumdarbiniekiem nas nas

63. pants, 10. a un 32. pants pagaidu nor ī kot ā ā la ē šan ā pagaidu ē šan ā par ā tes ī bu NFRA ā s m ī tnes un Tautas Republikas uzraudz ī bas 43. pants Tautas Republikas kompens ā cijas 4. pants

ARPSC 77. LBDRU 14. Ķī nas Republikas Civildienesta (CDL, Noteikumi administrat a ģ ier (2007. Ķī nas Republikas Civilprocesa 67. Ķī nas Republikas Krimin likuma Ķī nas Republikas iekas administr 6.

ent ē pants

pants pants Tautas 2018. ū d ņ Tautas un Tautas Tautas ē

63. pants un Noteikumi administrat 6., 11. un a ģ ier (2007. likums gads) par ī vo ru civildienesta u sod ī šanu gads) likuma 68. pants ā lprocesa 54. pants Nodok ļ u šanas ā cijas likuma

ent ū ru ē d ņ u gads)

par ī vo civildienesta sod ī šanu

8 9

d) Tabula par Melnkalnes Centr ā lo banku

tiek

aizst ā ta ar š ā

tekstu:

NOV Ē RT Ē T Ā NOV Ē RT Ē JUMA IEST Ā DE TV Ē RUMS

KONFIDENCI INFORM

PRINCIPS Ā LAS Ā CIJAS J Ē DZIENS

DIENESTA

2. PRINCIPS SLEPEN Ī BAS IEV Ē ROŠANAS PIEN Ā KUMS

3. PRINCIPS KONFIDENCI Ā LAS INFORM Ā CIJAS IZMANTOŠANA

KONFIDENCI

4. INFORM IZPAUŠANAS IEROBEŽOJUMI

PRINCIPS PAPILDINFORM Ā LAS Ā CIJAS

SANKCIJAS PIEN NEIZPILDES GAD

Ā KUMU Ī JUM

Ā CIJA KOP Ē JAIS V Ē RT Ē JUMS Ā

MELNKALNE (1), (3) Melnkalnes bankas Melnkalnes 84. Centr ā l ā banka www.cbcg.me

panta

Centr ā l ā s likuma ( CBML ) 1. punkts

Melnkalnes bankas 84. panta 2. punkts KIL 203.,

Centr ā l ā s likuma 1. un 204., 344.,

KIL 237., 245. un 344. pants

CBML 3. 76.a Banku 107.

punkts,

pants pants

84. panta Krimin 76. pants un 280. CBML darb ī bas likuma Noteikumu

pants

ā lkodeksa 84. pants par

L ī dzv ē rt ī ga

Kred (KIL) 344.

ī 203. pants

tiest

ā žu likuma un

353.

un 354. pants

Likuma stabilit 6.

konfidencialit par Finanšu 26. ā tes padomi pants NILL

pants 126.

ā pants

Datu (DDL)

droš

ī bas likuma 3. pants

Noguld aizsardz

ī jumu ī bas likuma

Maks likuma

jumu sist ē mas (MSL) 54. pants

29. 35.

panta punkts

2., 3. un

Noteikumu

par

KIL

336.

un 347. pants

slepen ī bu 2. pants (0101-4014/14-2-2010, 2011. gada

30. 4014/84-3, 25. 4/2018,

maijs, marts,

0101-2016. gada 0101-8380-2018. gada

Valsts 10. NILL

un 134.

rev ī zijas likuma 11. pants pants

6. novembris)

Noziedz ī gi ieg ū tu l ī dzek ļ u legaliz ā cijas un terorisma finans ē šanas nov ē ršanas likuma (NILL/TFL) (OGM 110/23, 65/24) 112. pants

e) P ē c tabulas, kas attiecas uz Melnkalnes Centr ā lo banku, iek ļ auj š ā du tabulu:

NOV Ē RT Ē T Ā NOV Ē RT Ē JUMA IEST Ā DE TV Ē RUMS

1. PRINCIPS KONFIDENCI Ā INFORM Ā CIJAS J Ē DZIENS

LAS

2. PRINCIPS DIENESTA SLEPEN Ī BAS IEV Ē ROŠANAS PIEN Ā KUMS

3. PRINCIPS KONFIDENCI Ā LAS INFORM Ā CIJAS IZMANTOŠANA

KONFIDENCI

INFORM IEROBEŽOJUMI

4. IZPAUŠANAS

PRINCIPS PAPILDINFORM Ā LAS Ā CIJAS PIEN

SANKCIJAS Ā NEIZPILDES GAD

Ā A KUMU Ī JUM Ā

CIJ 11

KOP Ē JAIS V Ē RT Ē JUMS

PERU (1), (2), (3), (4)

Likuma Nr. 26702 140. pants

Noteikumu par konfidenci ā las

Likuma Nr. 26702 144.,

Peru 97.

Konstit pants

ū cijas Peru Krimin

ā lkodeksa

L ī dzv ē rt ī ga

Banku, apdrošin ā šanas un pensiju fondu p ā rvald ī t ā ju uzraudz ī bas iest ā de ( SBS )

(Visp ā r ē jais likums par finanšu un apdrošin ā šanas sist ē m ā m un SBS konstitut ī vais likums)

inform ā cijas aizsardz ī bu, kas sa ņ emta no regulatoriem un starptiesiskaj ā m organiz ā cij ā m, 6. pants (SBS-DIR-

152., 153., 182., 359., 376. un 381. pants (Visp ā r ē jais likums par finanšu un apdrošin ā šanas sist ē m ā m un SBS konstitut ī vais

Likuma 376. (Visp par apdrošin sist

pants ā finanšu ē m

165. Nr. 26702 Likuma r ē jais likums un 4. un kas nosaka ā šanas aizliegumus ā m un SBS nesader

pants Nr. pants ī bas

27588 (likums, un valsts

https://www.sbs.g ob.pe/

Centr ā lo banku likuma 41. pants, DL. 26123 Likuma par p ā rredzam ī bu un piek ļ uvi publiskai inform ā cijai (Likums Nr. 27806) 17. pants

SBS-653-02) Likuma Nr. 26702 17., 140., 142., 143., 143A un 376. pants (Visp ā r ē jais likums par finanšu un apdrošin ā šanas sist ē m ā m un SBS konstitut ī vais likums)

likums) Likuma Nr. 27806 17. un 18. pants (TUO D.S. 021-2019-JUS)

konstitut likums) Likuma 17. (TUO 2019-JUS, par un publiskajai inform Likuma 87. 004-2019-JUS, Visp administrat procesa Noteikumu konfidenci inform aizsardz sa regulatoriem starptiesiskaj organiz 8.4. SBS-653-02) Likumdošanas dekr par izl ( SINA izl direktor 36. Likuma 87. Nr. likums administrat proced

ņ ū ū

un D.S. p ā piek pants ā r emta pants ē ta valsts košanas ) košanas pants pants 004-2019

ī vais amatperson ier ē person Nr. 27806 sniedz 18. pants pakalpojumus 021- valstij Likums jebk rredzam ī bu veidu) ļ uvi SBS ā cijai) DIR-SBS-653-02 6. pants Nr. 2744 par (TUO D.S. inform aizsardz ē j ā sa ņ emta ī v ā regulatoriem likums) par starptiesiskaj ā las organiz ā cijas ī bu, kas no un ā m ā cij ā m (SBS-DIR-Nr. 1141 sist ē mu un Valsts ā tu ( DINI ) Nr. 27444 (TUO D.S. – JUS par visp ā r ē jo ī vo ū ru ( LPAG ))

d ņ iem, ā m, saska ā du l Noteikumu (Noteikumi konfidenci ā cijas ī bu, ā cij

ā m un k ā ar ī kas ņā ar ī guma SBS-ā las kas no un ā m ā m)

12 13

f) Tabulu, kas attiecas uz Serbijas Valsts

banku,

aizst ā j ar š ā

du:

NOV Ē RT Ē T Ā NOV Ē RT Ē JUM IEST Ā DE A TV Ē RUMS KONFIDENCI

1. INFORM

PRINCIPS Ā LAS Ā CIJAS Ē DZIENS

DIENESTA

2. PRINCIPS SLEPEN Ī BAS IEV Ē ROŠANAS PIEN Ā KUMS

3. PRINCIPS KONFIDENCI Ā LAS INFORM Ā CIJAS IZMANTOŠANA

KONFIDENCI

4. PRINCIPS Ā LAS INFORM Ā CIJAS IZPAUŠANAS IEROBEŽOJUMI

PAPILDINFORM PIEN

A SANKCIJAS Ā KUMU NEIZPILDES GAD Ī JUM

Ā CIJ KOP Ē JAIS V Ē RT Ē JUMS Ā

SERBIJA (1), (3) Serbijas likuma Serbijas Valsts 2. punkts banka V ē stnesis Nr. 55/2004, www.nbs.rs Nr. 85/2005 likums Nr. 76/2012, Nr. 106/2012, Nr. 14/2015, Nr. 40/2015 Konstitucion l ē mums Nr. 19/2025)

86.a Nr.

Valsts bankas panta 1. un (SR Ofici ā lais Nr. 72/2003, – cits 44/2010, un ā l ā s tiesas Nr. 44/2018 un

Likuma Valsts 3. un Ofici Nr. 72/2003, Nr. 55/2004, Nr. 85/2005 likums Nr. 76/2012, Nr. 106/2012, Nr. 14/2015, Nr. 40/2015 Konstitucion l ē mums Nr. 19/2025)

par Serbijas banku 86.a panta 4. punkts (SR ā lais V ē stnesis, — cits Nr. 44/2010, un ā l ā s tiesas Nr. 44/2018 un

Likuma par Serbijas Valsts banku 65. un 70. pants (SR Ofici ā lais V ē stnesis, Nr. 72/2003, 55/2004, 85/2005 — citi likumi Nr. 44/2010, Nr. 76/2012, Nr. 106/2012, Nr. 14/2015, Nr. 40/2015 un Konstitucion ā l ā s tiesas l ē mums, Nr. 44/2018 un Nr. 19/2025) Likuma par bank ā m (SR

Likuma Valsts Ofici Nr. Nr. Nr. likumi Nr. Nr. Nr. Nr. Konstitucion l un 65.

ē mums,

par Serbijas banku (SR ā lais V ē stnesis, 72/2003, 55/2004, 85/2005 — citi Nr. 44/2010, 76/2012, 106/2012, 14/2015, 40/2015 un ā l ā s tiesas Nr. 44/2018 Nr. 19/2025) pants

Krimin 240. Datu likuma Likuma nelikum l ī dzek un terorisma finans nov ē Ofici Nr. 113/2017, Nr. 91/2019,

ā lkodeksa pants aizsardz 98. pants par ī gi ieg ļ u legaliz ē šanas ršanu (SR ā lais V ē

stnesis,

L ī dzv ē rt ī ga ī bas ū tu ā cijas

Banku un 46.

likuma pants

9.b pants (SR

Ofici ā lais V ē stnesis, Nr. 107/2005,

Nr. 153/2020, Nr. 92/2023,

Ofici Nr. 107/2005, Nr. 91/2010 Nr. 14/2015)

ā lais

V ē stnesis un

Banku Ofici Nr. 107/2005, Nr. 91/2010 Nr. 14/2015)

likuma (SR ā lais V ē stnesis un 9.b pants,

Nr. 91/2010 un Nr. 14/2015) 8. pants, 9.b pants, 49. pants, 103. panta 2. punkts un 112. pants

Banku 9.b 49. 51.b Ofici

likuma 8. pants, pants, 47. pants, pants un pants (SR ā lais V ē stnesis,

Nr. 94/2024 Nr. 19/2025) 120. 118. 51. punkts

pants un panta

Likuma ieg ū legaliz terorisma nov ē V ē stnesis Nr. 91/2019, Nr. 153/2020, Nr. 92/2023, Nr. 94/2024 Nr. 19/2025) 112.a

tu ā ršanu pants

par l ī cijas

nelikum ī gi dzek ļ u un finans ē šanas (SR Ofici ā lais Nr. 113/2017, un

46. pants, un 2. un 103. Likuma 29. panta 2. punkts;

47. panta 1. punkts, 48. pants panta 2. punkts. par rev ī ziju 1. un 38. pants

Likuma par nelikum ī gi ieg ū tu l ī dzek ļ u legaliz ā cijas un terorisma finans ē šanas nov ē ršanu (SR Ofici ā lais V ē stnesis, Nr. 113/2017, Nr. 91/2019, Nr. 153/2020, Nr. 92/2023, Nr. 94/2024 un Nr. 19/2025) 94. pants

Nr. Nr. Nr. Likuma ieg legaliz terorisma finans nov Ofici Nr. Nr. Nr. Nr. Nr. Nr. 112.a

107/2005, 91/2010 un 14/2015) par nelikum ī gi tu l ī dzek ļ u ā cijas un ē šanas ē ršanu (SR ā lais V ē stnesis, 113/2017, 91/2019, 153/2020, 92/2023, 94/2024 un 19/2025) pants

g) P ē c tabulas, kas attiecas uz Amerikas

V ē

rtspap

ī ru un biržas

uzraudz

ī bas komisiju, iek

ļ auj š ā das tabulas:

NOV Ē RT Ē T Ā NOV Ē RT Ē JUM 1. PRINCIPS 2. PRINCIPS 3. PRINCIPS 4. PRINCIPS PAPILDINFORM Ā CIJ KOP Ē JAIS

IEST Ā DE A TV Ē RUMS KONFIDENCI INFORM

Ā LAS CIJAS J Ē DZIENS

DIENESTA

SLEPEN Ī BAS IEV Ē ROŠANAS PIEN Ā KUMS

KONFIDENCI Ā LAS INFORM Ā CIJAS IZMANTOŠANA

FSMA

KONFIDENCI Ā LAS INFORM Ā CIJAS IZPAUŠANAS IEROBEŽOJUMI 348. panta

A SANKCIJAS PIEN Ā KUMU NEIZPILDES GAD Ī JUM

V Ē RT Ē JUMS Ā

APVIENOT Ā (1), (2), (3), (4) 2000. KARALISTE pakalpojumu Finanšu pakalpojumu uzraudz ī bas likuma 348. 4. punkts

gada panta (

FSMA

Finanšu un tirgu 2. un )

FSMA 6. un FSMA 23. punkts

348. panta 1., 5., 8. punkts 17.A panta

FSMA 349. pants 2000. pakalpojumu likuma gada (konfidenci Finanšu un tirgu ā las

1. Inform izpaušanas II da

punkts ļ a ā cijas un noteikumu 4. sada ļ a;

FSMA

352.

pants

L ī dzv ē rt ī ga

iest ā de 2009.

gada

Banku

2009.

gada Banku

inform 2001. gada ā cijas noteikumu izpaušana)

6. 5.

sada ieda ļ ļ a as un 7. 5. sada un ļ a

( FCA ) darb ī https://www.fc 89.L pants

bas

likuma

darb 89.L

ī bas likuma pants

(Izpaušanas noteikumi) II da ļ as 7. sada ļ a

Finanšu

uzraudz ī bas

a.org.uk/

2019. gada noteikumi par publiskajiem re ģ istriem, inform ā cijas izpaušanu un sadarb ī bu (finanšu pakalpojumi) (groz ī jumi) (izst ā šan ā s no ES)

iest rokasgr FSMA

ā de — person ā la ā mata 348. panta

APVIENOT Ā (1), (2), (3), (4) 2000. KARALISTE pakalpojumu Prudenci regul iest ā de ē juma ā l ā likuma 348. 4. punkts

gada panta (

FSMA

Finanšu un tirgu 2. un )

FSMA 6. un FSMA 23. punkts

348. panta 1., 5., 8. punkts 17.A panta

FSMA 349. pants 2000. pakalpojumu likuma gada (konfidenci Finanšu un tirgu ā las

1. Inform izpaušanas II da

punkts ļ a ā cijas un noteikumu 4. sada ļ a;

FSMA

352.

pants

L ī dzv ē rt ī ga

(Anglijas Bankas da ļ a) 2009.

gada

Banku

2009.

gada Banku

inform 2001. gada ā cijas noteikumu izpaušana)

6. 5.

sada ieda ļ ļ a as un 7. 5. sada ļ un a

darb ī ( PRA ) 89.L pants

bas

likuma

darb 89.L

ī bas likuma pants

(Atkl ā šanas noteikumi) da ļ as 7. sada ļ a

Anglijas

Bankas Ē tikas

https://www.ba

2019. gada Noteikumi

kodekss

nkofengland.co. uk/

par publiskajiem re ģ istriem, inform ā cijas atkl ā šanu un sadarb ī bu (finanšu pakalpojumi) (groz ī jumi) (izst ā šan ā s no ES)

action and Analysis Reports Cen- Laundering and Coun- AML Act Act

tre (AUSTRAC)	ter-Terrorism ing	Act	Financ-2006 (AML					Section 15 of the Aus-tralian Public Services
https://www.aus-trac.gov.au/	Act)							Code of Conduct (Sec-tion 13 of the Public Service Act 1999)

c. The table concerning the China Banking and Insurance Regulatory Commission is replaced by the following:

AUTHORITY AS- SCOPE OF AS- PRINCIPLE 1 PRINCIPLE 2 PRINCIPLE 3 PRINCIPLE 4 ADDITIONAL INFOR- Overall Assess-

SESSED SESSMENT	NOTION	DENTIAL	OF CONFI-INFOR-MATION	OBLIGATION OF PRO-FESSIONAL SECRECY	USE OF CONFIDENTIAL INFORMATION	RESTRICTIONS DISCLOSURE DENTIAL	ON THE OF CONFI-INFOR-MATION	MATION ment SANCTIONS IN CASES OF BREACHES OF OBLI-GATIONS
CHINA (1) (4)	Administrative on	Professional	Rules Se-	Article 11 of the Law of the People’s Republic of	Article 11 of LBRS	Article lation of	14 and 15 Regu-the People's	Article 43 of LBRS Equivalent
National Financial Regulatory Ad-ministration (NFRA)	crecy ality ter Civil the of der dent,	and (ARPSC), 10 Servant People’s China of 2003)	Confidenti-Chap-Law of Republic (CSL, the Or-the PRC Presi-	China on Banking Regu-lation and Supervision (LBRS, the Order of the PRC President, 2006) Article 14 and Article 59 of CSL Article 63, Chapter 10 and Article 32 of ARPSC NFRA Interim Measures of the Administration of Seconded Personnel NFRA Interim Measures of the Administration of Contract Personnel Rules on Confidentiality Management for Se-conded and Contract Personnel of NFRA Head-quarters Banking Supervision Law of the People’s Republic of China, Article 43 State Compensation Law of the People’s Republic of China, Article 4	Article 59 of ARPSC	Republic the Disclosure ernment (RDGI, State Council Article ARPSC Articles LBRS Civil Servant People's China (CSL, Regulation ishment ants of Agencies Civil Procedure the People’s of China, 68 Criminal Law of public of cle 54 Tax Collection istration People’s China, Article	of China on of Gov-Information issued by the in 2007) 63, Article 77 of 6, 11 and 14 of Law of the Republic of 2018) on the Pun- of Civil Serv-Administrative (2007) Law of Republic Article 67 and Procedure the People’s Re-China, Arti-Admin-Law of the Republic of 6	Articles 77 – 78 of ARPSC Civil Servant Law of the People's Republic of China (CSL, 2018) Regulation on the Pun-ishment of Civil Serv-ants of Administrative Agencies (2007)

d. The table concerning the Central Bank of Montenegro is replaced by the following:

AUTHORITY AS- SCOPE OF AS- PRINCIPLE 1 PRINCIPLE 2 PRINCIPLE 3 PRINCIPLE 4 ADDITIONAL INFOR- Overall Assess-

SESSED SESSMENT	NOTION	DENTIAL	OF CONFI-INFOR-MATION	OBLIGATION OF PRO-FESSIONAL SECRECY	USE OF CONFIDENTIAL INFORMATION	RESTRICTIONS DISCLOSURE DENTIAL	ON THE OF CONFI-INFOR-MATION	MATION ment SANCTIONS IN CASES OF BREACHES OF OBLI-GATIONS
MONTENEGRO (1), (3)	Article graph		84, para-1 of the	Article 84 paragraphs 1-2 of the Central Bank of	Articles 237, 245 and 344 of the LCI	Article Article	84, paragraph 3; 76 and 76a of	Article 280 of the Crim- Equivalent inal Code
Central Bank of Montenegro www.cbcg.me	Central tenegro Article cle Credit (LCI) Article on Article ment Article book (0101-4014/14-2-2010 0101-4014/84-3 March 8380-4/2018 vember Article the money and ing 65/24)	344 Data System on of prevention terrorist (OGM	Bank of Mon-Law (CBML) 203 and Arti- of the Law on Institutions 3 of the Law Secrecy (LDS) 54 of the Pay-Law 2 of the Rule-Secrecy 30 May 2011, of 25 2016, 0101- of 6 No-2018) 112 of Law on of laundering financ-110/23, (AML Law)	Montenegro Law Articles 203, 204, 344, 353 and 354 of the LCI		the CBML Banking cle 107 Articles Law on Stability Article 3 and 35 Protection Articles the LCI Articles the Law State Audit Article Law	Law Arti-6 and 9 of the The Financial Council 29 paragraph 2, of the Deposit Law 336 and 347 of 10 and 11 of Governing the 134 of the AML	Article 84 of the CBML Article 26 of the Rule-book on Secrecy Article 126 of the AML Law

e. The following table is inserted after the table concerning the Central Bank of Montenegro:

AUTHORITY AS- SCOPE OF AS- PRINCIPLE 1 PRINCIPLE 2 PRINCIPLE 3 PRINCIPLE 4 ADDITIONAL INFOR- Overall Assess-

SESSED SESSMENT	NOTION	DENTIAL	OF CONFI-INFOR-MATION	OBLIGATION OF PRO-FESSIONAL SECRECY	USE OF CONFIDENTIAL INFORMATION	RESTRICTIONS DISCLOSURE DENTIAL	ON THE OF CONFI-INFOR-MATION	MATION ment SANCTIONS IN CASES OF BREACHES OF OBLI-GATIONS
PERU (1), (2), (3), (4) Superintendency of Bank, Insur-ance and Pension Fund Administra-tors (SBS)	Article Law Law and tems of Article	26702 of Insurance and the	140 of the – General the Financial Sys-Organic Law SBS 41 of the Cen-	Article 6 of the Rules to Protect Confidential In-formation Exchanged with Regulators and In-ternational Organisa-tions (SBS-DIR-SBS-653-02)	Articles 144, 152, 153, 182, 359, 376, 381 of Law 26702 – General Law of the Financial and Insurance Systems and Organic Law of the SBS	Article cal Constitution Article 26702 – the Financial ance Systems ganic Law	97 of the Politi- of Peru 376 of Law General Law of and Insur- and Or- of the SBS	Article 165 of the Peru- Equivalent vian Criminal Code Articles 1, 4 Law 27588 – Law Establishing Pro-hibitions and Incom-patibilities of Officials and Public Servants, as
https://www.sbs.g ob.pe/	tral 26123 Article of and Information 27806	Bank the Access	Law, DL. 17 of the Law Transparency of Public – Law	Articles 17, 140, 142, 143, 143A, 376 of the Law 26702 – General Law of the Financial and Insurance Systems and Organic Law of the SBS	Articles 17 and 18 of Law 27806 (TUO D.S. 021-2019-JUS)	Article 27806 2019-JUS, Transparency cess of mation Article – TUO D.S. JUS (General trative Article to Protect Information with Regulators ternational tions (SBS-DIR-SBS-653-02) Article Decree National System National Intelligence Article – TUO D.S. 2019- JUS eral Administrative Procedure	17, 18 of Law – TUO D.S. 021-Law of the and Ac-Public Infor-87 of Law 27444 004-2019-Adminis-Procedure Law) 8.4 of the Rules Confidential Exchanged and In-Organisa-36 of Legislative 1141 on the Intelligence (SINA) and the Directorate of (DINI) 87 of Law 27444 No. 004-Law on Gen-(LPAG)	well as Persons Who Provide Services to the State under any Con-tractual Modality Article 6 of the SBS Di-rective SBS-DIR-SBS-653-02 (Rules to Pro-tect Confidential Infor-mation Exchanged with Regulators and Interna-tional Organisations)

f. The table concerning the National Bank of Serbia is replaced by the following:

AUTHORITY AS- SCOPE OF AS- PRINCIPLE 1 PRINCIPLE 2 PRINCIPLE 3 PRINCIPLE 4 ADDITIONAL INFOR- Overall Assess-

SESSED SESSMENT	NOTION	DENTIAL	OF CONFI-INFOR-MATION	OBLIGATION OF PRO-FESSIONAL SECRECY	USE OF CONFIDENTIAL INFORMATION	RESTRICTIONS DISCLOSURE DENTIAL	ON THE OF CONFI-INFOR-MATION	MATION ment SANCTIONS IN CASES OF BREACHES OF OBLI-GATIONS
SERBIA (1), (3)	Article graphs		86a para-1 and 2 of the	Article 86a paragraphs 3 and 4 of the Law on the	Articles 65 and 70 of the Law on the Na-	Article on the	65 of the Law National Bank of	Article 240 of the Crim- Equivalent inal Code
National Bank of Serbia	Law	on	the National	National Bank of Serbia (RS Official Gazette,	tional Bank of Serbia (RS Official Gazette,	Serbia (RS zette, No	Official Ga-72/2003,
www.nbs.rs	Bank ficial No 85/2005 44/2010, 106/2012 40/2015 tutional sion, 19/2025) Article cle Banks zette, 91/2010 14/2015) Article Law tion dering nancing (RS Nos 91/2019, 92/2023, and	of Gazette, 72/2003, 44/2018 46 on of Official 113/2017, 19/2025)	Serbia (RS Of-55/2004, – other law, 76/2012, 14/2015, and Consti-Court deci- and 9b and Arti- of the Law on (RS Official Ga-No 107/2005, and 112a of the the Preven-Money Laun- and the Fi- of Terrorism Gazette, 153/2020, 94/2024	No 72/2003, 55/2004, 85/2005 – other law, 44/2010, 76/2012, 106/2012, 14/2015, 40/2015 and Constitu-tional Court decision, 44/2018 and 19/2025) Article 9b, Article 46, Ar-ticle 47, paragraphs 1 and 2; Article 48; and Ar-ticle 103, paragraph 2 of the Law on Banks (RS Of-ficial Gazette, No 107/2005, 91/2010 and 14/2015) Law on Auditing, Arti-cle 29, paragraphs 1 and 2; and Article 38	No 72/2003, 55/2004, 85/2005 – other law, 44/2010, 76/2012, 106/2012, 14/2015, 40/2015 and Constitu-tional Court decision, 44/2018 and 19/2025) Article 8, Article 9b, Ar-ticle 49, Arti-cle 103, paragraph 2 and Article 112 of the Law on Banks (RS Offi-cial Gazette, No 107/2005, 91/2010 and 14/2015) Article 94 of the Law on the Prevention of Money Laundering and the Financing of Terror-ism (RS Official Ga-zette, Nos 113/2017, 91/2019, 153/2020, 92/2023, 94/2024 and 19/2025)	55/2004, other law, 76/2012, 14/2015, Constitutional decision, 19/2025) Article ticle 47; Article on Banks Gazette, 91/2010 Article on the Money the Financing ism (RS zette, Nos 91/2019, 92/2023, 19/2025)	85/2005 – 44/2010, 106/2012, 40/2015 and Court 44/2018 and 8, Article 9b, Ar-Article 49 and 51b of the Law (RS Official No 107/2005, and 14/2015); 112a of the Law Prevention of Laundering and of Terror-Official Ga-113/2017, 153/2020, 94/2024 and	Article 98 of the Law on Data Secrecy Articles 120 and Arti-cle 118, item 51 of the Law on the Prevention of Money Laundering and the Financing of Terrorism (RS Official Gazette, Nos 113/2017, 91/2019, 153/2020, 92/2023, 94/2024 and 19/2025)
g. The following tables are inserted		after	the table concerning	the American Securities	and Exchange Commission:

AUTHORITY AS- SCOPE OF AS- PRINCIPLE 1 PRINCIPLE 2 PRINCIPLE 3 PRINCIPLE 4 ADDITIONAL INFOR- Overall Assess-

SESSED SESSMENT	NOTION	DENTIAL	OF CONFI-INFOR-MATION	OBLIGATION OF PRO-FESSIONAL SECRECY	USE OF CONFIDENTIAL INFORMATION	RESTRICTIONS DISCLOSURE DENTIAL Section	ON THE OF CONFI-INFOR-MATION 348(1) of the	MATION ment SANCTIONS IN CASES OF BREACHES OF OBLI-GATIONS
UNITED KINGDOM (1), (2), (3), (4)	Section tions	(2)	348, subsec- and (4) of	Section 348, subsec-tions (1), (5), (6) and (8)	Section 349 of the FSMA	FSMA		Section 352 of the Equivalent FSMA
Financial Authority Conduct	the and	Financial Markets	Act Services 2000	of the FSMA	Part II, Section 7 of the	Part Subsections II	and 5 section and 6 of 4;
(FCA)	(FSMA)			Schedule 17A, para-graph 23 of the FSMA	Financial Services and Markets Act 2000 (Dis-	section of the	5; and section 7 Disclosure Regu-
https://www.fca.o rg.uk/	Section Banking		89L of the Act 2009	Section 89L of the Bank-ing Act 2009	closure of Confidential Information) Regula-tion 2001 (The Disclo-sure Regulation) The Public Record, Dis-closure of Information and Co-operation (Fi-nancial Services) (Amendment) (EU Exit) Regulations 2019	lation The financial Authority book Section	conduct – staff hand-348(1) of FSMA
UNITED KINGDOM (1), (2), (3), (4) Prudential tion (part England) of Authority Bank Regula- of	Section tions the and (FSMA)	Financial Markets (2)	348 subsec- and (4) Act Services of 2000	Section 348, subsec-tions of Schedule the (1), FSMA (5), 17A, (6) para- and (8) graph 23 of the FSMA	Section 349 of the FSMA Part Financial II, Section Services 7 of and the Markets Act 2000 (Dis-	Part Subsections section of the II lation	Disclosure 5; and and 5 section and section Regu- 6 of 4; 7	Section 352 of the Equivalent FSMA
(PRA)	Section Banking		89L of the Act 2009	Section 89L of the Bank-	closure of Confidential Information) Regula-	The Bank	of England
https://www.bank ofengland.co.uk/				ing Act 2009	tion sure 2001 Regulation) (The Disclo-The Public Record, Dis-closure of Information and Co-operation (Fi-nancial Services) (Amendment) (EU Exit) Regulations 2019	Code	of Conduct

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots	Prasība

3. Saistītie standarti

Standarti
Avots	Prasība

EBA - Published by the European Banking Authority at https://www.eba.europa.eu/